Kathy is an attorney with Murphy & McGonigle, where she offers financial market participants trusted guidance to help them chart their way through the often confusing legal and regulatory landscape. Prior to joining this firm, Kathy served as the Chief Regulatory Officer of NYSE Liffe US, a futures exchange operated by the New York Stock Exchange, from its launch in 2008 through its closure in a merger-related reorganization in December 2014. In that role, she advised the exchange’s Board and senior management on legal and regulatory issues and was responsible for the exchange’s self-regulatory function policing market participants’ compliance with applicable law and rules. Kathy was the first employee to transition at the New York Stock Exchange.
Prior to her role at NYSE, she held senior compliance positions at two large investment banks, prosecuted commodity frauds as an enforcement attorney at the Commodity Futures Trading Commission, and in private practice represented clients in anti-trust, securities and commodities investigations run by the Securities Exchange Commission, the United States Department of Justice and the Commodity Futures Trading Commission. While she was an associate at Sullivan & Cromwell, her pro bono work included the representation of an inmate in a prisoner rights case, homeless plaintiffs seeking to exercise their free speech rights in the New York City subway system, and tenants in eviction proceedings.
Kathy is a graduate of the University of Virginia School of Law, the Columbia University Graduate School of Arts and Sciences, and Columbia College.